Somaliland: all the apparatus, and no recognition.
The state
The standing apparatus of rule over a territory - and the question of what, if anything, justifies it.
- Theme
- Society, politics and power
- Tradition
- Modern
- Term fixed
- 1532
In plain terms
The state is the thing that keeps running when the government changes. Courts, revenue, police, records, the army - an apparatus that outlasts whoever is in charge of it.
That permanence is what makes it distinctive and what makes it a problem. It concentrates the capacity for organised violence in one place and claims that its use of it is the only lawful use. Every other institution needs its permission; it needs nobody's.
So the question is what could justify that. The standard answer is that the alternative is worse - that without it, disputes are settled by whoever is stronger, which is a state of affairs nobody would choose. Whether that is true, and whether it justifies this state rather than some other arrangement, is where two centuries of argument sit.
As a philosopher would put it
Weber's definition: a human community that successfully claims the monopoly of the legitimate use of physical force within a given territory. It is definitional rather than normative, and it makes the state a means rather than an end.
Justifications divide. Contractarian accounts derive it from what rational people would agree to; Nozick's minimal state is derived from a state of nature by an invisible-hand process without anyone's rights being violated, and he argues anything more extensive cannot be. Marxist accounts treat the state as an instrument of class rule, withering away once classes do.
Anarchist arguments deny that any justification succeeds: Wolff's version holds that the duty of autonomy and the authority of the state are incompatible, since obeying because one is commanded is precisely the abdication of moral agency.
Scott's work adds an empirical dimension - states make populations legible in order to govern them, through censuses, surnames, cadastral maps and standard measures, and legibility itself reshapes what it records.
Where you meet it
Somaliland declared independence from Somalia in 1991. It has held multiple elections, including presidential contests in which the incumbent lost and conceded, maintains its own currency, army, police, passports and courts, and has been more stable than most of its neighbours for three decades.
No state recognises it. It has no seat at the United Nations, cannot borrow from the World Bank or IMF in the ordinary way, and its passports are accepted by only a handful of countries.
By Weber's definition it is plainly a state: it claims and largely exercises the monopoly of legitimate force in its territory. By the standard of international law it is not one, because statehood in practice requires recognition by other states. The case makes visible something usually hidden - that being a state is partly a matter of what other states say, which means the category is constituted by mutual recognition rather than by any internal fact.
What is actually disputed
Whether the state can be justified at all.
The contractarian argument is that rational agents in a state of nature would agree to it, and its weakness is that nobody was in a state of nature and nobody agreed. The consequentialist argument is that the alternatives are worse, which justifies having some state and says nothing about the entitlement of the one you have.
Philosophical anarchists accept that states may be useful and deny that anyone has a duty to obey, which is a narrower and much harder position to refute than the popular sense of anarchism suggests.
The Marxist critique cuts differently: the question of justification assumes the state is a neutral apparatus that could be used well, and the analysis is that its form is determined by the relations of production it maintains. On that account asking whether the state is justified is like asking whether a hammer is fair.
Commonly confused with
- Country A country is a territory and its population in ordinary usage. The state is specifically the institutional apparatus.
Defined against
- Civil disobedience The state claims a monopoly on lawful force and the deliberate breach claims a right to refuse it, which is where the justification question becomes practical
Philosophers
- Niccolò Machiavelli The state as an apparatus rather than a ruler's condition
- Thomas Hobbes The state as the escape from a war of all against all
- John Locke The state as a trust, with limited powers
- Karl Marx The state as an instrument of class rule
- Hannah Arendt The distinction between political action and state administration
Works
- The Prince Where the word takes on its modern sense
- Leviathan The classic justification
- Two Treatises of Government The limited and revocable state
- The German Ideology The state as determined by material relations
- Anarchy, State, and Utopia The minimal state, and the argument against more
- The Origins of Totalitarianism What the apparatus becomes when unconstrained
Schools
- Natural Law Where the state is bounded by higher standards
- British Empiricism Where it rests on consent
- Classical Marxism Where its form is materially determined
- Objectivism Where its scope is minimised
- Frankfurt School (Critical Theory) Where administration is analysed as domination
Related concepts
Sovereignty 1651 · Legitimacy 1651 · Social contract 1651 · Power 1532 · Justice c. 380 BC
Machiavelli's lo stato is among the earliest uses of the word for an impersonal apparatus rather than the condition of a ruler; Weber's definition by the monopoly of legitimate violence is the standard modern one.